| Securities and Exchange Commission Washington, D.C. 20549 |
| Form 10-K |
| [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2001 |
| OR |
| [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .............. to ............ |
| Commission File Number 0-8796 |
| Spectrum Control, Inc. |
| (a Pennsylvania Corporation) (I.R.S. Employer Identification No. 25-1196447) 8031 Avonia Road, Fairview, Pennsylvania 16415 Telephone (814) 835-1650 |
| Securities registered pursuant to Section 12(b) of the Act: None |
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| Securities registered pursuant to Section 12(g) of the Act: | ||
| Title of each class | Name of each exchange on which registered | |
| Common Stock, No Par Value | The Nasdaq Stock Market | |
| Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. Yes X No . |
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| Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K [ X ]. |
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| At February 1, 2002, the aggregate market value of voting Common Stock held by non-affiliates of the registrant based on a closing price of $5.33 was $46,473,000. Shares of Common Stock held by each officer and director and by each person who owns 5% or more of the outstanding Common Stock of the Company have been excluded because such persons may be deemed to be affiliates. |
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| As of February 1, 2002, the registrant had outstanding 13,109,813 shares of Common Stock, no par value. | ||
| Documents incorporated by reference | ||
| Portions of the registrant's Proxy Statement for the annual meeting of shareholders to be held April 8, 2002 are incorporated by reference into Part III of this Form 10-K. | ||
| Top of Document | Table of Contents |
| PART I |
| Item 1. | Business |
| Business |
| Top of Document | Table of Contents |
| Item 2. | Properties |
| My Propertis |
| Top of Document | Table of Contents |
| Item 3. | Legal Proceedings |
| My legal |
| Top of Document | Table of Contents |
| Item 4. | Submission of Matters to a Vote of Security Holders |
| My sub |
| Top of Document | Table of Contents |
| PART II |
| Item 5. | Market for Registrant's Common Stock and Related Stockholder Matters |
| My market |
| Top of Document | Table of Contents |
| Item 6. | Selected Financial Data |
| My financial |
| Top of Document | Table of Contents |
| Item 7. | Management's Discussion and Analysis of Financial Condition and Results of Operations |
| My manage |
| Top of Document | Table of Contents |
| Item 8. | Financial Statements and Supplementary Data |
| Mt statement |
| Top of Document | Table of Contents |
| Item 9. | Changes in and Disagreements With Accountants on Accounting and Financial Disclosure |
| My changes |
| Top of Document | Table of Contents |
| PART III |
| Item 10. | Directors and Executive Officers of the Registrant |
| My directors |
| Top of Document | Table of Contents |
| Item 11. | Executive Compensation |
| My executive |
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| Item 12. | Security Ownership of Certain Beneficial Owners and Management |
| My secutrity |
| Top of Document | Table of Contents |
| Item 13. | Certain Relationships and Related Transactions |
| My cretain |
| Top of Document | Table of Contents |
| PART IV |
| Item 14. | Exhibits, Financial Statement Schedules and Reports of Form 8-K |
| exhibits |
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| Schedule II - Valuation and Qualifying Accounts |
| schedule |
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| Signatures |
| sigs |
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